Kenneth Kestenbaum
• United States: Greater New York City Area
• financial services
Current: Director-Wealth Management, Stifel Nicolaus & Company Incorporated(formerly Ryan Beck)
Past:
Chief Administrative Officer, Ryan Beck & Co., Inc.
COMPLIANCE OFFICER, Ryan Beck & Co., Inc.
Greater New York City Area
Kenneth Kestenbaum
Address: Greater New York City Area
Current:
- 1st VP, Director-Wealth Management & Strategic Products at Stifel Nicolaus/Ryan Beck
Past:
- Chief Administrative Officer at Ryan Beck & Co./Gruntal & Co.
- Compliance Officer at Ryan Beck & Co./Gruntal & Co.
People Network: 37
Industry: Financial Services
Kenneth Kestenbaum’s Summary
Increasingly responsible positions have involved a blend of administration management, product/service development, and compliance for investment advisory/wealth management businesses.
* Strengthened Administration Operations of investment advisory offices.
* Developed and managed new investment products and services that brought in hundreds of millions of dollars in new assets.
* Managed regional and branch Compliance activities. In-depth knowledge of NASD, NYSE and SEC rules and regulations. Able to effectively balance risk management and business needs.
* Demonstrated success developing and leading teams.
* Proactive, organized, and accustomed to managing multiple tasks and projects.
* Excellent long- and short-range planning skills.
Additional Information
Kenneth Kestenbaum’s Groups:
- Executive Suite member
- Global Association of Risk Professionals member
- Capital Markets & Financial Services Network member
- New York Financial Services Network member
- Finance Professionals Network member
- Investment Management Group member
- Marketing Professionals Network member
- COSTA IMC (Integrated Marketing and Communications) member
- Global Wealth Management member
Kenneth Kestenbaum’s Honors:
Series 7, 8, 24, 63, 65, Life, Accident, Health and Variable licensed